Investment adviser regulation in a nutshell

This book is designed for those interested in learning the fundamentals of investment adviser regulation as set forth primarily in the Investment Advisers Act of 1940 and the rules and regulations promulgated by the Securities and Exchange Commission thereunder. In particular, it is targeted towards investment advisers and their chief compliance officers. However, those associated with mutual funds, hedge funds, private equity funds and collateralized debt obligation (CDO) funds will likely find it useful as well. --

שנה

2008

שפה

English

סדרה

West nutshell series

הוצאה

Thomson/West

מהדורות

1

עמודים

558

ISBN

9780314172655

מקור הנתונים: Wikidata